Articles by Michael Swarz

Mifid compliance 01.22.18

AI and MiFID II Compliance

In the first week of January, the United Kingdom began enforcing a new series of regulations for its financial services community. The current version of The Market in Financial Instruments Directive (MiFID II) is legislation structured to strengthen investor protection, ensure orderly markets, minimize risk, and bolster market efficiency. The regulation underscores transparency to promote…